Found 259,054 Compliance Officer resume examples
Work Experience:
- Government Contract Compliance Officer, Aviall Services, Inc, Dallas, TX, May 2000 - Aug 2009
Education:
- Bachelor of Science in Engineering Technology, Purdue University, Lafayette, IN
Work Experience:
- Assistant Compliance Officer & Administrator, UNIVERSITY OF CALIFORNIA, 2007 - 2008
- UNIVERSITY OF CALIFORNIA, Los Angeles, CA, 2006 - 2008
- Chief Administrative Officer, UNIVERSITY OF CALIFORNIA, 2006 - 2007
- ...
Education:
- B.A. in English Literature, Curry College, Milton, MA
Work Experience:
- Compliance Officer and Internal Auditor, Sanofi-aventis Egypt, Jul 2008 - Dec 2009
- Treasury Specialist, Mar 2005 - Jul 2008
- Sanofi Synthelabo Scientific Office, Jun 2002 - Mar 2005
- ...
Education:
- Bachelor of Arts in Commerce, Cairo University
Work Experience:
- Tax Compliance Officer, Internal Revenue Service, Newark, NJ, Apr 2010 - Current
- Contact Representative, 0962, Internal Revenue Service, Holtsville, NY, Oct 2009 - Apr 2010
- Customer Service Representative, Cablevision, Melville, NY, Nov 2008 - Jun 2009
- ...
Education:
- Liberty Tax School, Jackson Heights, NY
Work Experience:
- Vice President/Compliance Officer, STOCK USA EXECUTION SERVICES, INC, Carmel, NY, 2010 - Current
- Vice President/Compliance Officer, CITIGROUP PRIVATE BANK, Stamford, CT, 2006 - 2009
- Vice President & Manager, CITIGROUP SMITH BARNEY, New York, NY, 2004 - 2006
- ...
Education:
- Juris Doctor, Hofstra University School of Law, Hempstead, NY
- Bachelor of Science in Accident and Health Insurance Broker Licensed, Tufts University, Medford, MA
Work Experience:
- Area Compliance Officer -Northwest, Sigue Corporation, Sylmar, CA, 2009 - Current
- o Mystery shop-visited selected agent locations, ACAMS, 2009 - 2009
- Teller, US Bank, Tacoma, WA, 2008 - 2009
Education:
- Bachelor of Arts in Business Administration, Eastern Washington University, Cheney, WA
- Spanish, Universidad Complutense de Madrid, Madrid, Madrid
Work Experience:
- Inspection & Compliance Officer, Capital Market Authority, 2004 - Current
- Associate Auditor, Price Waterhouse Coopers, 2002 - 2004
Education:
- Bachelor of Science in Accounting, King Fahd University of Petroleum and Minerals
- Master of Business Administration in Advanced Finance, University of South Florida, United, Florida, US
Work Experience:
- Safety/Compliance Officer, Pinnacle Health System, Harrisburg, PA, 2005 - 2012
- Property Asset/Construction Manager, Trans Healthcare, Inc, Camp Hill, PA, 2002 - 2005
- Construction Project Coordinator and Purchasing Agent, Balanced Care Corporation, Mechanicsburg, PA, 1997 - 2002
Education:
- Computer Learning Center
- Cedar Cliff High School, Camp Hill, PA
Work Experience:
- Workers Compensation Compliance Officer, State of California, May 1999 - Current
- Lead Food Server, Toni Roma's, 1998 - 2003
- Fireside Thrift, 1998 - 1999
- ...
Education:
- B.S. in Finance, Golden Gate University
Work Experience:
- CHIEF COMPLIANCE OFFICER, Protected Investors of America, 2010 - Current
- Protected Investors of America, San Francisco, CA, 1997 - Current
- SR. VICE PRESIDENT, DIRECTOR OF OPERATIONS TECHNOLOGY, Protected Investors of America, 2000 - 2010
- ...
Education:
- Master of Science in Financial Services, THOMAS JEFFERSON SCHOOL OF LAW San Diego, San Diego, CA
- Bachelor of Science in Justice Studies, SAN JOSE STATE UNIVERSITY San Jose, San Jose, CA
Work Experience:
- Division Compliance Officer, Legal and Compliance Division, 2009 - Current
- Vice President, Legal and Compliance Division, 2002 - 2009
- Vice President, 1987 - 2002
Education:
- Bachelor of Arts in Political Sociology, University of California, Los Angeles, CA
- Certificate in Corporations/Litigation, University of California, Los Angeles, CA