Found 259,057 Compliance Officer resume examples
Work Experience:
- Compliance Officer, Risk Control & Management, CSPS, Morgan Stanley & Co, Jersey City, NJ, Oct 2009 - Apr 2010
- Operations Compliance Officer, Goldman Sachs and Co, Jan 2006 - Dec 2008
- Associate , Goldman Sachs and Co, Jersey City, NJ, Nov 1987 - Dec 2008
- ...
Work Experience:
- AVP Operations Administrator/ Compliance Officer , Summit Bank, Feb 2011 - Current
- Assistant Branch Manager, Stanford Hospital, Stanford Federal Credit Union, Oct 2007 - Nov 2010
- Customer Service Manager, Bank of the West, Oct 2003 - Dec 2006
- ...
Education:
- AA in Administration of Justice, Ohlone College, Fremont, CA
- Ohlone College
Work Experience:
- Reception Department Supervisor/hipaa compliance officer, Sport Specific Training, Orlando, FL, 2006 - 2009
- Reception Department Supervisor, Orlando Orthopaedic Center, Orlando, FL, 2003 - 2006
- Patient Representative, Health Care Partners, Knoxville, TN, 2001 - 2002
- ...
Education:
- University of Central Florida, Orlando, FL
- Associate of Arts, Valencia Community College, Orlando, FL
Work Experience:
- Vice President and General Auditor, Medicare Compliance Officer, MEDICAL MUTUAL OF OHIO, Cleveland, OH, 2004 - 2009
- Director, Internal Audit, WELLPOINT, INC, Mason, OH, 1991 - 2004
- Staff Sergeant, Ohio, Air National Guard, Port Clinton, OH, 1987 - 1993
Education:
- MBA in Information Systems, Ashland University, Ashland, OH
- BSBA in Accounting, The Ohio State University, Columbus, OH
Work Experience:
- current title: Internal Controls & SOX Compliance Officer, Science Applications International Corporation (SAIC), Systems & Technology Solutions (STS) BU, Huntsville, AL, Sep 2003 - Current
- Senior Staff Accountant, Intergraph Corporation and Subsidiaries, Huntsville, AL, Mar 1997 - Jun 2003
- Director of Internal Auditing, UAHuntsville, The University of Alabama System, Office of Internal Audit, Huntsville, AL, Oct 1990 - Feb 1997
- ...
Education:
- B.S.B.A. in Accounting, Auburn University College of Business, Auburn, AL
Work Experience:
- Code Compliance Officer for the County of Kern, Enforce County, Bakersfield, CA, Feb 2005 - Jul 2011
- Carpenter/ Foreman, MCB Construction, Bakersfield, CA, Apr 2003 - Jan 2005
- Carpenter/ Foreman, Juarez Construction, Bakersfield, CA, Sep 1999 - Mar 2003
- ...
Work Experience:
- Compliance/Privacy Officer, Inspire, Goshen, NY, 2008 - Current
- Senior Secretary to Principal, Minisink Valley Central School, Slate Hill, NY, 2004 - 2008
- Executive Administrative Assistant/Office Manager, MAX Benchmark Realty Group, Middletown, NY, 1997 - 2004
- ...
Education:
- Bachelor in Business Administration/Marketing, SUNY Empire
- Associates in Laboratory Technology, SUNY Farmingdale
- ...
Work Experience:
- Industrial Products & Services Segment SOX Compliance Officer, SPX Corporation, Waukesha, WI, Apr 2009 - Mar 2012
- Internal Controls Specialist, SPX Corporation, Waukesha, WI, May 2007 - Mar 2012
- Manager Systems Audit and Business Consulting, Johnson Controls, Milwaukee, WI, 1988 - May 2007
Education:
- BBA in Milwaukee, University of Wisconsin, Milwaukee, WI
Work Experience:
- General Counsel, VP Legal & Regulatory Affairs, Corp. Secretary, Chief Compliance Officer, Coloplast Corp, Minneapolis, MN, 2006 - 2010
- General Counsel, Tyco Plastics and Adhesives, Minneapolis, MN, 2004 - 2006
- Vice President and Legal Counsel, Ceridian Corporation, Minneapolis, MN, 2000 - 2004
- ...
Education:
- JD, William Mitchell College of Law, Saint Paul, MN
- BS in Bus Adm, Minnesota State University at Mankato
Work Experience:
- Vice President Operations, Chief Compliance Officer, Financial Operations Principal, MKG Financial Group, Inc, Portland, OR, 2011 - Current
- Chief Compliance Officer, Chief Administrative Officer and President, Canyon Creek Financial, LLC, Salem, OR, 2005 - 2010
- Chief Compliance Officer, Chief Administrative Officer, ScanlanKemperBard Companies, SKB Securities, Portland, OR, 2004 - 2005
- ...
Education:
- Bachelor of Science, Accountancy DePaul University
Work Experience:
- Health, Safety, & Physical Security Compliance Officer, ALLIANT CREDIT UNION, Chicago, IL, Jun 2007 - Apr 2011
- Office Services Supervisor & Manager, ALLIANT CREDIT UNION, Chicago, IL, Aug 2004 - Jun 2007
- Office Services Manager, CORPORATE EXPRESS, Woodridge, IL, Mar 2000 - Feb 2004
- ...
Education:
- Diploma in Business, Northfork High School, Northfork, WV