Found 259,057 Compliance Officer resume examples
Work Experience:
- Senior Compliance Manager, Invesco , Atlanta, GA, Apr 2010 - Current
- Regulatory Analyst III, FINRA, Washington, DC, Oct 2008 - Apr 2010
- Associate Principal Examiner, FINRA, Dallas, TX, Feb 2008 - Oct 2008
- ...
Education:
- MBA in Finance, University of Oklahoma, Michael F. Price College of Business
- Bachelor of Science in Economics, University of Ibadan
Work Experience:
- Compliance/Safety Manager, First Student Inc., LocationColumbus, Ohio, Dec 2010 - Current
- School Bus Driver, First Student Inc., Columbus, Ohio, Jun 2007 - Dec 2010
- School Bus Driver, Peterman Transportation, Groveport, Ohio, Oct 2004 - Jun 2007
Work Experience:
- Owner , Alliance Consulting Group, LLC, Springfield, IL, 2008 - Current
- Full-service, self-clearing national broker/dealer and registered investment advisor, Stifel, Nicolaus & Company, Incorporated, St. Louis, MO, 2011 - 2011
- Chief Compliance Officer / Anti-Money Laundering Compliance Officer, CM Group, LLC, Henderson, NV, 2007 - 2010
- ...
Education:
- JD, Pepperdine University School of Law, Malibu, CA
- BS in Criminal Justice, Illinois State University, Normal, IL
Work Experience:
- Compliance Specialist, Legal Affairs, Prometheus Laboratories, 2011 - Current
- Medical Accounts Appeals Specialist, Prometheus Laboratories Inc. , San Diego, CA, 2007 - Current
- Compliance Specialist, Legal Affairs, PROMETHEUS LABORATORIES, INC, 2007 - Current
- ...
Education:
- Certificate in general insurance, INSURANCE INSTITUTE OF AMERICA AIC
- DUTCHESS COMMUNITY COLLEGE, Poughkeepsie, NY
Work Experience:
- Physician Compliance Manager, SilverSage/Life Care Physician Services, Chattanogoa, TN, Oct 2011 - Current
- Practice Manager, East TN Gastroenterology Associates, Cleveland, TN, May 2010 - Sep 2011
- HCC Coder, Humana, Cleveland, TN, Sep 2008 - Apr 2010
- ...
Education:
- Lee University, Cleveland, TN
- Certified Professional Coder, AAPC
Work Experience:
- Senior Paralegal/Compliance Specialist, BRISTOL-MYERS SQUIBB COMPANY, Jun 2006 - Sep 2012
- Compliance Associate, THE CONCORD EQUITY GROUP, Oct 2003 - Jun 2006
- Compliance Associate, GKN SECURITIES CORP, Apr 2000 - Oct 2003
Education:
- Paralegal Certificate, The College of Staten Island, Staten Island, NY
- B.S. in Business Management/Economics, The College of Staten Island
Work Experience:
- Compliance, Operations, Administration, Crucible Capital Group, LLC, New York, NY, Jun 2011 - Current
- Compliance, Operations, Risk Analysis Consultant , GOLDEN KEY BUSINESS VENTURES LLC, West Sayville, NY, Nov 2008 - Dec 2011
- Compliance Officer, Operations Department Manager, S.G. MARTIN SECURITIES LLC, Jericho, NY, Sep 1999 - Feb 2008
Education:
- Bachelors in Business Management / Administration, State University of New York at New Paltz, New Paltz, NY
Work Experience:
- Compliance and Regulatory Management Positions, Powell Law Office, Centennial, CO, Nov 2010 - Current
- Project Training & Development Specialist, Lucent Technologies, Highlands Ranch, CO, May 2006 - 2008
- Contract Auditor, Sprint-Nextel Telecommunications, Denver, CO, Oct 2003 - 2006
- ...
Education:
- BS in Public Administration and Organizational Leadership, Colorado State University
- Psychology, Communications and Ethnic Studies, Community College of Aurora
- ...
Work Experience:
- AVP; Corporate Compliance Manager, Trading Financial Credit, LLC dba TFC Title Loans, Los Angeles, CA, Mar 2016 - Current
- Compliance Specialist, Wheels Financial Credit, LLC dba LoanMart, Encino, CA, Mar 2015 - Mar 2016
- Underwriting Supervisor, Wheels Financial Group, LLC dba LoanMart, Encino, CA, Mar 2012 - Mar 2015
Education:
- High School Diploma, Primavera High School, Chandler, AZ
- Business Administration, University of Phoenix, Los Angeles, CA
Work Experience:
- Area Sales Manager, Concrete Technology, Liebherr-Africa, Springs, South Africa, Nov 2014 - Current
- Area Sales Manager, Tower Cranes and Concrete Technology, Company NameLiebherr-Africa, Springs, South Africa, Apr 2013 - Oct 2014
- Sales and Product Support, CMC Division, Liebherr-Africa, Springs, South Africa, Feb 2012 - Mar 2013
- ...
Education:
- Radio and Television / Light current electronics, Germiston technical college, Germiston, South Africa
- High School Diploma, Bracken High School, Brackenhurst, South Africa
- ...
Work Experience:
- Regulatory Affairs Compliance Specialist, Medtronic Spinal and Biologics, Memphis, TN, 2009 - Current
- Bankruptcy Legal Assistant, Arthur Ray Law Offices, Memphis, TN, 2009 - 2009
- Volunteer Attorney Advisor, Social Security Administration Office of Disability Adjudication and Review, Fort Wayne, IN, 2008 - 2008
- ...
Education:
- Juris Doctor, Valparaiso University School of Law, Valparaiso, IN
- Bachelor of Arts in English, Butler University, Indianapolis, IN