Found 259,056 Compliance Officer resume examples
Work Experience:
- Client Services Relationship Manager , Great West Retirement Services, Milwaukee, WI, Aug 2006 - Jan 2013
- Associate Financial Planner , Financial Planning and Information Services, Inc., De Pere, WI, Sep 2004 - Apr 2006
- Financial Planner, MetLife Financial Services, Green Bay, WI, Feb 2001 - Sep 2004
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Education:
- Business and Accounting, University of Wisconsin, Green Bay, WI
- Juris Doctorate, Marquette University Law School Milwaukee, Milwaukee, WI
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Work Experience:
- Consumer Finance Sales Leader, Officer, Citizens Bank, May 1999 - Dec 2011
- President/Owner, Falls Communications, Inc, 1990 - 1999
- AVP, Officer - Internal Audit Mgr, Security Officer, Compliance Officer, Monroe Savings Bank, 1988 - 1990
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Education:
- B.A. in Economics, SUNY Potsdam
Work Experience:
- Operations Team Lead - Officer, Merrill Lynch, Jul 2011 - Current
- GWIM Asset Transition Specialist, Merrill Lynch, Jul 2010 - Jul 2011
- Client Service Specialist, Merrill Lynch, Mar 2010 - Jul 2010
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Education:
- Bachelor of Arts in Business Administration, Richard Stockton College of New Jersey
Work Experience:
- Executive Office and Legal Division, Alpari (US) LLC & Alpari Securities LLC, New York, NY, May 2008 - Current
- Consultant/Attorney, Bank of New York Mellon Corporation, New York, NY, Jan 2007 - May 2008
- Law Clerk, Financial Industry Regulatory Authority, New York, NY, Oct 2006 - Jan 2007
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Education:
- Juris Doctor, Fordham University School of Law, New York, NY
- Master of Arts in Political Science, Columbia University, Graduate School of the Arts & Sciences, New York, NY
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Work Experience:
- Legal and Risk Services , Allina Hospitals and Clinics, Minneapolis, MN, Jan 2011 - Current
- Compliance, Planned Parenthood of MN, SD, ND, Saint Paul, MN, Aug 2010 - Jan 2011
- Law Clerk , Crosby Law Offices , Saint Paul, MN, May 2009 - Jan 2011
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Education:
- JD in Law, Compliance, Health Care Compliance, Hamline University School of Law, Saint Paul, MN
- BA, BAJMC in Politics, Public Relations, Drake University, Des Moines, IA
Work Experience:
- Logistics /Customer Service Analyst, LG ELECTRONICS, Englewood Cliffs, NJ, 2011 - 2012
- Equipment Coordinator, HENRY SCHEIN INC, Pine Brook, NJ, 2011 - 2011
- Duty Drawback Specialist, CYTEC INDUSTRIES, Woodland Park, NJ, 2007 - 2009
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Education:
- Business Administration Studies, Bergen Community College, New York, NY
Work Experience:
- Legal Administrative Assistant for Compliance Attorney, Deputy General Counsel and Associate Counsel, Astenbeck Capital Management, LLC, Apr 2010 - Feb 2013
- Legal Administrative Assistant, Day Pitney LLP, Greenwich, CT, Apr 2008 - Nov 2009
- Legal Administrative Assistant, Cummings & Lockwood, LLC, Greenwich, CT, Nov 2006 - Apr 2008
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Education:
- Bachelor's in Sociology, University of Connecticut, Stamford, CT
Work Experience:
- Chief Information Officer, Puyallup Tribal Health Authority, Tacoma, WA, May 2004 - Current
- Executive Committee Leader, Puyallup Tribal Health Authority, Sacramento, CA, May 2004 - Current
- Practice Management, Innovative Software Solutions, Jun 1988 - Current
- ...
Education:
- Associate of Science in Computer Science, Yuba College, Marysville, CA
- Bachelor of Arts in Health Services Administration, Saint Mary's College, Moraga, CA
Work Experience:
- Compliance Intern, FIRST FEDERAL LAKWOOD, Lakewood, OH, Jun 2012 - Current
- Administrative Assistant, CLEVELAND STATE UNIVERSITY, Cleveland, OH, Jul 2011 - Jun 2012
- Election Clerk, CLEVELAND STATE UNIVERSITY, Cleveland, OH, Jan 2012 - May 2012
- ...
Education:
- Bachelor of Arts in International Relations, Cleveland State University, Cleveland, OH
- Public Administration & Political Process, Cleveland State University, Cleveland, OH
Work Experience:
- Chief Financial Officer, NuLink, Newnan, GA, Aug 2008 - Nov 2010
- Chief Financial Officer, Integrated Broadband Services (IBBS), Kennesaw, GA, Feb 2004 - Dec 2007
- Controller, The EBBS Group, Cartersville, GA, Jun 2002 - Jan 2004
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Education:
- Bachelor of Business Administration in Finance, Kennesaw State University
Work Experience:
- Compliance Analyst, MetLife , Boston, MA, May 2011 - Current
- MANAGER OF COMPLIANCE and RISK ASSESSMENT, AARP Financial Inc, Tewksbury, MA, Dec 2007 - Oct 2010
- MANAGER, MFS Investment Management Inc, Boston, MA, 2000 - 2007
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Education:
- BA in Psychology, Fitchburg State College, Fitchburg, MA